Regulatory Compliance Attorney - Finance
Regulatory/Compliance
New York New York Flexible Talent Aug 8, 2022

Our client, a leading diversified financial services firm, is seeking an attorney with 4 plus years of experience with regulatory compliance in financial services. In this role, you will have a high level of responsibility for vetting financial transactions for conflicts of interest and addressing/mitigating other areas of regulatory risk presented by certain financial transactions.

This position will be in the New York, New York office and is a contract position requiring a commitment of 31-40 hours per week. This project will last approximately 12 plus months.

Qualifications

JD and active bar admission in any state.

4 + years of experience with financial regulatory compliance with either a law firm or financial services firm.

Strong problem-solving skills. Excellent organizational and writing skills.

Knowledge and understanding of financing transactions and structures.

Availability for 31-40 hours per week on a contract basis.